FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ACA Reflects on the Meaning of Juneteenth
ACA’s Connected Black Professionals Employee Resource Group is proud to continue this dialogue within ACA to foster and promote the talents and strengths of our black employees.
- ACA News
ComplianceAlpha Solves for MNPI and Code of Ethics Deficiencies
The SEC recently released a risk alert highlighting deficiencies in the areas of MNPI and the Code of Ethics Rule.
- RegTech
- Compliance
- ComplianceAlpha
Firms Receive Phishing Attempts From False FINRA and SIPC Domains
ACA confirmed several firms received a wave of phishing emails from fake FINRA email domains.
- Cybersecurity Resources
- Cybersecurity
The Positioning of Private Markets Amid the Post-Pandemic Great Recovery
Private markets are set to play a substantial role in the post-pandemic economic recovery of the UK over the course of 2022. We examine how firms can future-proof their businesses, and the businesses within their portfolios, and the impact that regulatory divergence will have on firms that operate in multiple jurisdictions.
- Compliance
- ESG
ACA Group Wins Best Regulatory Advisory Firm at The Drawdown Awards 2022
ACA Group awarded Best Legal, Compliance and Regulatory Advisory firm at The Drawdown Awards 2022. These awards celebrate excellence and innovation within private capital fund operations.
- Compliance
- ESG
Microsoft Notifies of Two Critical, Potentially Exploitable Vulnerabilities
Immediate Action is Advised to address two critical, potentially exploitable vulnerabilities: CVE-2022-30136 and CVE-2022-30190.
- Cybersecurity
- Cybersecurity Resources