The regulator is clear, you and your team must review your competence and training needs regularly. This course is designed specifically to assist all staff in meeting and staying up to date with their statutory and regulatory obligations.
Each year ACA hosts and sponsors a number of conferences, presentations, and interactive panel debates led by top industry professionals. These provide compliance professionals with in-depth, content-rich discussions that address critically important topics, and help them stay current with, and function confidently in, a rapidly changing regulatory environment.
Save the Date!
Spring 2022 Conference in Carlsbad, CA
May 10-12, 2022
We hope you'll join us May 10-12 in sunny San Diego for three days of insightful sessions and engaging conversations with compliance and performance experts, leading attorneys, and experienced senior professionals. Learn about a variety of topics, including regulatory compliance, ESG, performance, regulatory technology, and cybersecurity
Details on pricing, agenda, and more to follow.
U.K./Europe Regulatory Horizon 2021 | Navigating Evolving Risks: On Demand
Geopolitical tensions, macro-economic pressures and a global pandemic heralded sweeping changes to the ways financial services firms have operated over the past 12 months. This disruption is set to make the year ahead no less challenging as we navigate the future of risk and compliance and respond to rapidly evolving circumstances.
Tune in on demand for insightful sessions and engaging conversations with compliance, cyber, regulatory technology, ESG and performance experts, leading lawyers, and industry practitioners. The agenda is designed to outline key challenges, developments, and priorities to consider as we look further into 2021.
- UK Regulatory Regime Post-Brexit
- Are You Ready? ESG Regulatory Developments 2021 and Beyond
- Future of Risk and Compliance Programmes in an Age of RiskMutation™
- Outlook for the UK’s Investment Firm Prudential Regime (IFPR)
- LIBOR Transition: Almost There…
- Key issues for Private Markets Managers
- The GIPS® Standards and Performance, a Year in Review
- Lessons from the Trade and Transaction Reporting Frontline
- Tackling Regulations and Compliance Through RegTech
- Looking Ahead: A Review of FCA & SEC Priorities and What to Focus on in 2021
ACA Group announced today that ACA Aponix® is the recipient of the Accounting/Due Diligence Firm of the Year in the 20th Annual M&A Advisor Awards. The M&A Advisor Awards are the benchmark for dealmaking excellence, recognizing the leading M&A Transactions, Restructurings, Deal Financings, Product/ Services, Firms, and Professionals.
ACA is delighted to be counted among the 100 most innovative RegTech companies in the financial industry.
Financial services providers that hold or control client money or assets must follow specific rules outlined in the Financial Conduct Authority’s (FCA) Clients Assets Sourcebook (CASS). This course is specifically designed to assist teams in dealing with client money audits and the client assets report, as well as helping them stay up to date with statutory and regulatory obligations in this complicated area.
We've again partnered with the National Society of Compliance Professionals (NSCP) to provide financial services firms with an opportunity to gain insight into cybersecurity compliance programs. Join us as we present the results of the survey.