eLearning Software for Investment Advisers

Centralize employee training requirements with our ComplianceAlpha® RegTech platform

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  2. ComplianceAlpha RegTech Solutions
  3. eLearning Software for Investment Advisers
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Key features

  • Access to ACA’s web-based training modules for administration and completion
  • Ability to complete courses from the ComplianceAlpha website or mobile app
  • Track attendance for in-person training courses for record-keeping purposes
  • Upload proprietary or third-party training content (PDF/MP4 format or eLearning standard content such as SCORM/AICC/xAPI)
  • Optional access to premium partner training content for HR compliance and key business skills
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RegTech insights

highway at night from overhead

ACA Annual Conference 2022

blue and green digital

Architectural image - bridge

Architectural image - bridge

Highways

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Globe image

Blue and gold roads creating an X

New York City from above at twilight

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News

Celebrating Asian and Pacific Islander American Heritage Month

May is Asian and Pacific Islander American Heritage Month, and we are happy to celebrate with the launch of our Asian Pacific Islander Employee Resource Group!

ACA Mirabella Awarded HFM's Title of Best Regulatory Hosting Platform

ACA Mirabella are recognised as the hedge funds preferred provider, having once again been presented the title of Best Regulatory Hosting firm at the 2022 HFM European Services Awards. This is the seventh year in a row that ACA Mirabella has taken this title. Learn more about this win here.

Transaction Reporting Still Not a Priority for Firms, Despite Recent ESMA Fine

New research reveals that confidence among financial services firms in the quality of their own transaction reporting is declining – down to 65% from 87% in 2021. This confirms concerns around inaccurate regulatory reporting leading to fears of undetected market abuse and an inability to monitor for systemic risks.

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Upcoming events

Compliance Officer: The Roles and Responsibilities - 18 May 2022

The role of the Compliance Officer is a mandatory position in all firms in the Financial Services Industry. They play a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules. While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a Compliance Officer and explains, in practical terms how the regulatory expectations and those of Senior Management can be achieved.

Online Training

2022 SEC Priorities and Focus Areas

We will discuss how the 2022 SEC Examination Priorities, Risk Alerts and new proposed rules may impact your firm and your compliance program.

Webcast

Annual Compliance Training - 7 June 2022

The regulator is clear, you and your team must review your competence and training needs regularly. This course is designed specifically to assist all staff in meeting and staying up to date with their statutory and regulatory obligations.

Online Training
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