eLearning and Education Solutions for Compliance Training

Deliver, track, and manage compliance training with ease.

ACA’s eLearning Software centralizes your training with a seamless platform for course management and completion tracking. Easily access web-based courses on any device, integrate additional content, and keep all records organized and up to date, with features including:

  • Comprehensive Training Access: Utilize ACA’s library of web-based eLearning modules or upload proprietary and third-party content in various formats (PDF, MP4, SCORM, AICC, xAPI).
  • Flexible Learning Options: Complete compliance courses on any device, and track attendance for in-person training sessions seamlessly.
  • Premium Content Access: Access premium partner training for HR compliance and essential business skills, available as an optional feature.
  • Custom Quiz Creation: Easily create, preview, and associate quizzes directly within the eLearning module, and monitor quiz results by employee.

Ready to streamline your training management? Schedule a demo to see how ACA’s eLearning solution can centralize and enhance your employee training efforts.

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Why Choose ACA’s eLearning solution?

25,000 eLearning courses administered by clients each year.
Over 100 courses, webcasts, and third-party content available.
One integrated module to manage your firm's entire eLearning experience.

ACA’s eLearning solution helps you…

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Centralize all training activities, from administration to completion, on one platform for a cohesive experience.

Provide diverse training formats and access options to accommodate different learning styles and schedules.

Access a library of ACA-developed courses and premium partner content to meet compliance and skill-building needs.

Employees can securely link accounts from over 5,000 brokerage institutions through direct feeds, aggregation, open banking or crypto wallet connections.

Track attendance and maintain accurate records for online and in-person training with ease.

Create and link custom quizzes to specific courses within ComplianceAlpha to evaluate employee understanding effectively.

Transform your training management and equip your team for success.

Schedule a personalized demo to explore how our solution centralizes, streamlines, and enhances your training efforts.

Explore integrated ComplianceAlpha Surveillance & Monitoring Solutions

Further strengthen your compliance framework with our integrated suite of surveillance and monitoring tools:

Market Abuse Surveillance

Detect and prevent market manipulation and insider trading with real-time monitoring, pattern detection, and automated alerts.

Control Room

Manage restricted lists, wall crossings, and deal monitoring seamlessly with our advanced technology.

Ecomms Surveillance

Monitor and review electronic communications to detect potential compliance breaches using AI and machine learning.

Integrating these complimentary modules with our Employee Compliance solution creates a robust compliance management strategy.

FAQs

eLearning and Education Solutions for Compliance Training

Our eLearning solution delivers online compliance training to help firms meet global regulatory compliance requirements. Courses cover topics including anti-money laundering (AML), data protection, financial regulations, and more—empowering employees to stay compliant and reduce organizational risk.

eLearning supports firms by:

  • Reducing compliance risks through consistent, standardized training
  • Improving efficiency with scalable, remote delivery across locations
  • Providing flexibility for employees to train at their own pace
  • Maintaining regulatory compliance by tracking training completion for recordkeeping

eLearning provides a scalable, cost-effective, and engaging training experience. It enables financial institutions to train large teams consistently, ensures awareness of regulatory changes, and helps reduce the risk of non-compliance and regulatory penalties.

Our ComplianceAlpha® eLearning solution delivers interactive modules, real-world case studies, and assessments to promote engagement and knowledge retention—ensuring employees understand and apply key compliance principles.

In addition to up-to-date content, our eLearning and education solution can deliver training content from third-party content providers as well as your custom content. We also now offer micro-learning content that allows your firm to fine-tune the elements of content provided.

We incorporate interactive tools such as quizzes, multimedia, and case studies to increase learner engagement and drive comprehension and retention.

Our compliance experts regularly monitor global regulatory changes and update course content to reflect evolving laws and best practices.​

Yes, our platform integrates seamlessly with various LMS platforms, providing centralized tracking, reporting, and a consistent training experience across systems.​

Our ComplianceAlpha® eLearning solution includes detailed dashboards to monitor training progress, completion rates, and assessment results—supporting compliance oversight and training performance reviews.

We provide audit-ready reports and detailed training records, helping firms demonstrate training compliance during internal reviews or regulatory examinations.

Yes. The platform uses industry-standard security measures, including data encryption and secure user access, to protect sensitive information, training records and user data.

We offer comprehensive onboarding assistance, technical support, and administrator training to ensure a smooth and effective platform rollout.

Implementation typically takes a few weeks. Timelines may be longer for firms deploying custom content.

eLearning removes the need for in-person training, travel, and venue bookings—offering scalable training that lowers onboarding costs and improves delivery efficiency.

We offer continuous support through technical assistance, regular course updates, and admin training to ensure your program runs efficiently and remains relevant.

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