Getting Ahead of FinCEN's AML Regulations: What RIAs and ERAs Need to Know
Join us to hear from industry leaders and gain actionable compliance strategies.
Webcast
eLearning Software for Investment Advisers
Centralize employee training requirements with our ComplianceAlpha® RegTech platform
Key features
- Access to ACA’s web-based eLearning compliance training modules for administration and completion
- Ability to complete eLearning compliance courses from the ComplianceAlpha website or mobile app
- Track attendance for in-person training courses for record-keeping purposes
- Upload proprietary or third-party training content (PDF/MP4 format or eLearning standard content such as SCORM/AICC/xAPI)
- Optional access to premium partner training content for HR compliance and key business skills
RegTech insights
News
ACA Group Acquires Financial Compliance Firm, FINOP Consulting
Acquisition strengthens ACA’s outsourced financial operations offering for broker-dealers.
ACA Group Recognized on ESGFinTech100 Among Top Industry Innovators
We are thrilled to announce that ACA Group has earned a spot on the prestigious 2024 ESGFinTech100 list, joining the ranks of the world's most innovative ESG technology providers.
Financial Services Firms Lag in AI Governance and Compliance Readiness, Survey Reveals
The 2024 AI Benchmarking Survey by ACA Aponix and NSCP reveals that, despite enthusiasm for AI, financial firms lack formal AI governance frameworks, testing protocols, and third-party oversight.
Upcoming events
Modern Compliance: Capturing Mobile and Social Media Communications
Join ACA and SnippetSentry as we explore global communication capture strategies to reduce compliance risks and enhance your compliance program.
Webcast