As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
This report offers member firms insights into findings and observations from FINRA’s member supervision, market regulation, and enforcement programs.
The SEC gave asset managers a sweet surprise in the form of extra time to comply with SEC Rule 13f-2 and Form SHO filings.
Asset managers are turning to GP-led secondary transactions, or continuation funds, to navigate high interest rates and limited liquidity. This growing practice helps manage illiquid assets but has raised SEC concerns over conflicts of interest and investor risks.
Operational resilience is crucial for financial services firms facing rising regulatory demands, cyber threats, and stakeholder expectations. Our checklist helps you strengthen key areas.
The best way to track employees’ personal trading is by using RegTech that automatically monitors for parameters set up by the compliance team. However, this technology is not always available.
Our calendar provides key reporting deadlines and regulatory obligations for asset managers registered with the SEC, CFTC, NFA, UK FCA, ESMA, DFSA, and FSRA.
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
Join us to learn how OCIO firms are planning to implement the CFA’s new requirements within their firms and in their marketing materials.
Join us for an exclusive webcast that offers a forward-looking perspective on The Dubai Financial Services Authority (DFSA) and The Financial Services Regulatory Authority (FSRA)
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.