FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Operational Challenges with Performance Calculation and Reporting
Strengthen performance calculation and reporting processes to combat the opportunity for error caused by heightened investor scrutiny and new regulatory requirements.
- Compliance
- Performance
CISA Issues Emergency Directive and Cybersecurity Advisory for VMware Vulnerabilities
The Cybersecurity & Infrastructure Security Agency (CISA) issued Cybersecurity Advisory (CSA) AA22-138B and Emergency Directive (ED) 22-03 alerting users to active vulnerabilities susceptible to exploitation in several VMware products.
- Cybersecurity
- Cybersecurity Resources
May 2022 Broker-Dealer Newsletter
ACA's Broker-Dealer team invites you to download the latest edition of our newsletter
- Compliance
The FCA’s 2022/23 Business Plan and Three-Year Strategy: Key Takeaways
Key takeaways from the FCA's recent three-year Strategy, setting out aims to improve outcomes for UK consumers and markets, as well as the FCA’s 2022/23 Business Plan, with actions to be taken by the FCA over the next twelve months.
- Compliance
- FCA
Compliance Challenges for Open-End Real Estate Vehicles
Understanding the key elements of operating an open-end real estate vehicle is pivotal to evaluating risks and implementing sufficient compliance oversight.
- Compliance
Global Cybersecurity Authorities Warn of Cyber Threats Against Managed Service Providers
The joint Cybersecurity Advisory (CSA) advises that MSPs, are prime targets for cyber-attacks, a trend likely to continue for the foreseeable future, as threat actors aim to exploit the innate trust in MSP-customer relationships.
- Cybersecurity
- Cybersecurity Resources