ComplianceAlpha® Regulatory Technology - What's New in 2022
Join us for an exciting update on new features and enhancements added to ComplianceAlpha in the first half of this year, as well as a sneak peak of what is on the horizon.
Webcast
ComplianceAlpha RegTech Solutions
Compliance program management platform for financial services firms
Build a scalable and resilient compliance program with ComplianceAlpha®, our integrated RegTech solutions platform
Our ComplianceAlpha RegTech solutions platform integrates risk and compliance management activities, trade surveillance and monitoring, compliance program testing, and in-depth analytics to help risk and compliance officers simplify and streamline their compliance management responsibilities. ComplianceAlpha is trusted by over 1,000 financial services firms to help protect and grow their business.
ACA has helped us improve our compliance program through the use of sophisticated technology and increased economies of scale, efficiencies, and standardization. ComplianceAlpha has enabled us to build a progressive compliance function that positions compliance as a competitive advantage. We believe this will help us win and retain business as new and existing clients increasingly focus on compliance oversight.
Russell Investments
Why choose ACA's ComplianceAlpha RegTech solutions?
Leading Financial Services Clients
1,000+
Over 1,000 clients trust ComplianceAlpha to help protect and grow their business. Our clients' insights and feedback help inform the continuous evolution of our product roadmap.
Former Regulators and Compliance Officers
200+
Over 200 former regulators and compliance officers lend their real-world experience and subject matter expertise to the development of new features.
Reduced Total Cost of Ownership
40%
Our tech + managed services solutions can reduce the total cost of ownership by up to 40% over four years.
RegTech insights
RegTech on-demand webcasts
Keeping Pace with Mobile Communication Surveillance
Our surveillance, compliance, and technology experts will discuss the latest client communication trends in the financial industry and what solutions are available to monitor and archive those communications.
Webcast
ComplianceAlpha® 2021Q2 Demo
Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.
Webcast
Our RegTech leadership team
Michael Borts
Chief Technology Officer
Eddie Cogan
Partner, Head of eComms Surveillance
Patrick Conroy
Partner, Head of Technology Sales
Leigh Emery
Senior Product Champion, RegTech
Nikolay Kojuharov
Partner, RegTech
Michael Lehman
Partner, RegTech
Annie Morris
Chief Product Officer
Jordan Schwartz
Partner, RegTech
David Whitaker
Global Services Leader
News
Marie Luchet Joins ACA Group as Managing Director for ESG
Marie Luchet has joined the firm as Managing Director of ESG, heading up the practice’s strategy and vision for Europe.
ACA Reflects on the Meaning of Juneteenth
ACA’s Connected Black Professionals Employee Resource Group is proud to continue this dialogue within ACA to foster and promote the talents and strengths of our black employees.
ACA Group Wins Best Regulatory Advisory Firm at The Drawdown Awards 2022
ACA Group awarded Best Legal, Compliance and Regulatory Advisory firm at The Drawdown Awards 2022. These awards celebrate excellence and innovation within private capital fund operations.
Upcoming RegTech events
Compliance Induction - 28 June 2022
Senior management in Financial Services firms have a responsibility to ensure their employees have sufficient knowledge and understanding of the Regulatory environment they are working in. This knowledge helps in emphasising the need for compliance with policies and procedures in order to protect the firm and the individual from failing to “do the right thing”.
Online Training
Cyber Insurance: Preparing For the Market
Using proprietary data ACA collected over the past few months, our experts will explain the current state of the cyber insurance market, walk through how policies work, and provide key considerations for whether and how to obtain insurance.
Webcast
Money Laundering Reporting Officer: The Role and Responsibilities - 29 June 2022
The role of the Money Laundering Reporting Officer (MLRO) is a mandatory position in all firms in the Financial Services Industry. This reflects the statutory objective that the Regulator(s) have for ensuring that firms behave with “Integrity”, particularly relating to financial crime prevention. The MLRO therefore plays a significant role in assisting Senior management to ensure that systems and controls relating to anti-money laundering (AML) and countering the risk of terrorist financing (CTF) are appropriate and effective. This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.
Online Training