Compliance Program Management Software

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ComplianceAlpha RegTech Solutions
Compliance Program Management Software

Simplify compliance program management with our ComplianceAlpha^® RegTech platform

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Compliance Management Solution Dashboard

Manage compliance program activities, policies and procedures, and more from a single compliance management software tool

Our Compliance Management RegTech solution helps firms manage their compliance program activities and identify potential issues effectively and efficiently. Watch our video to learn more.

Key features

Risk monitoring and analysis

Identify compliance risks and requirements with corresponding controls and procedures
Analyze the results of compliance tests and identify items of interest (IOI)
Use visual analytics to track progress and spot potential issues

Compliance activity calendar

View and track compliance tasks with a Microsoft^® Outlook^®-integrated calendar
Create customized calendar events and monitor the resolution of IOIs
Receive notifications when compliance activities require your attention

Document management and reporting

Upload, edit, and maintain compliance policies and procedures
Maintain documents supporting compliance testing results and issue resolution
Run standard reports, subscribe to and schedule reports via email, and export data to Microsoft^® Excel^®

Legal document tracking (side letters and NDAs)

Automatically parses documents and extracts provisions using natural language processing (NLP)
Creates a searchable database of legal document text for easy reference
Assign provisions to groups as owners
Create compliance activities related to provisions for tracking and evidence
Bulk upload documents

Other compliance management software tools and features

Use the ACA Master Reference Library to access and customize reference compliance content updated by ACA’s compliance professionals
Seamlessly access your firm’s enterprise system via single sign-on (SSO)