FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
5 Things to Know About PRI Reporting and Assessment
Frequently asked questions that our ESG Advisory Practice receives on a constant basis. Here are 5 things to know about PRI Reporting and Assessment.
- ESG
ACA Celebrates Pride Month
ACA ALLiance, will host events and activities to recognize the contributions of LGBTQ+ individuals, educate employees about LGBTQ+ issues, and celebrate diversity.
- ACA News
ACA Group and Foreside Financial Group Complete Merger
The merger brings together two of the industry’s most well-respected GRC solutions providers. ACA and Foreside together will be positioned to transform the future of GRC, creating a world-class platform for the financial services industry.
- ACA News
SEC Proposes Amendments to Modernize the Investment Company “Names Rule”
On May 25th, the SEC released proposed rule amendments to the Investment Company Act “Names Rule” for investment companies and business development companies related to the naming of funds.
- ESG
What’s in a Name?
In May 2022, the SEC announced proposed amendments to Rule 35d-1, which requires that if a fund’s name suggests a focus in a particular type of investments, they must invest at least 80% of the value of its assets in those types of investments.
- Compliance
FCA Market Watch 69: Focus on Market Conduct and Transaction Reporting
The regulator discusses firms’ arrangements for market abuse surveillance - drawing on their observations from engaging with small and medium-sized firms.
- Compliance
- RegTech
- FCA
- Trade & Transaction
- Trade Surveillance
- ComplianceAlpha