FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Looking Ahead: A Review of FCA and SEC Priorities, and What to Focus on in 2022
What are the key developments across the FCA and SEC regulatory regimes, which items should feature as priorities on your “to-do” list for the next twelve months, and how should firms respond to increased surveillance by regulators around the world?
- Compliance
- FCA
- SEC
- ESG
- SEC Marketing Rule
Finding Stability in an Unpredictable World
We examine the challenges set to face firms over the next twelve months, including ESG, equivalence vs. divergence, the new world of work, transaction reporting, market surveillance, cyberthreat trends, the SEC’s new marketing rule, post-COVID recovery, the future of regulatory hosting, as well as FCA and SEC priorities.
- FCA
- SEC
- ESG
- SEC Marketing Rule
- Compliance
Five Things to Know About TCFD
Learn about the recommendations from the Task Force on Climate-Related Financial Disclosures (TCFD) to incorporate climate-related risks and opportunities into companies' decision-making processes.
- ESG
ACA Group Selected as an AIFinTech100 Company for 2022
ACA Group has been named one of the 100 most innovative AIFinTech companies in the financial industry by FinTech Global.
- ACA News
- RegTech
New Marketing Rule Challenges for Real Estate Advisers
Advisers that focus on real estate strategies are working through some unique issues as they prepare to implement the provisions of the rule.
- Compliance
Future-Proofing Compliance Best Practices with Technology
Shifting demands in regulators on financial services firms have elevated the importance of compliance to best practices. Learn what compliance officers are focused on in their surveillance processes.
- RegTech
- ComplianceAlpha
- Compliance