GRC Solutions for Hedge Funds

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  1. Who We Serve
  2. GRC Solutions for Hedge Funds

We work with hedge fund managers to provide innovative governance, risk, and compliance advisory services and technology solutions that enhance their operational and business processes.

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Our solutions

Our team can support you with industry challenges unique to hedge funds and your everyday hedge fund compliance service needs by providing advisory consulting, managed services, technology solutions, and education and training.

AML & Financial Crimes

Address financial crimes-related threats, KYC, CIP, and AML obligations with our team of former regulators and auditors.

Compliance Advisory

Create cyber and operational resilience across your firm with our hedge fund compliance consultant team of cybersecurity and technology risk experts.

Cybersecurity, Privacy & Risk

Create cyber and operational resilience across your firm with our team of cybersecurity and technology risk experts.

Education and Training

As the regulatory framework becomes ever more complex, the requirement for training and enhanced staff knowledge and competencies becomes more important. Keep up to date on key regulatory and industry issues with in-person employee compliance training led by our consulting team and our e-learning courses.

ESG Advisory

Gain clarity on your firm’s ESG requirements and build a strong compliance program with our dedicated ESG advisory practice.

Managed Services

Maximize your firm’s time and efficiency while eliminating redundancies and scale with our technology-powered managed services.

Mirabella

Get your firm up and running quickly in a new jurisdiction with our regulatory hosting support.

Performance Services

Stay in compliance with the GIPS® standards and investment performance calculation expectations with a variety of solutions that aid firms with performance calculation methodology reviews and assessment of control and oversight framework.

Registered Product Compliance and Distribution Page

Our hedge fund compliance consultants work with asset management firms throughout the world to facilitate compliance and product distribution through legal underwriting, registered rep licensing and chaperoning, and DTCC/NSCC fund sponsorship for all types of pooled investment vehicles.

Regulatory Technology

Build a scalable and resilient compliance program with our ComplianceAlpha® regulatory technology  platform backed by managed services support.

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Download our Hedge Fund Practice overview
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Make decisions with confidence

Feel confident knowing that your consultants have the relevant and current regulatory and in-house expertise to be a trusted adviser and partner. Our staff includes former SEC, FINRA, CFTC, FCA, OCC, and state regulators along with former Chief Compliance Officers and senior compliance managers from prominent hedge funds and other financial institutions.

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Increase efficiency and streamline processes

Build a scalable and resilient compliance program with our regulatory technology software platform backed by managed services support. Our hedge fund compliance service solutions are designed to help your firm streamline processes, simplify day to day tasks, and ensure easy and comprehensive tracking of all activity across your firm.

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Ease the burden of day to day tasks

Get more out of your day by relying on our team for recurring task work, filings, and surveillance. Our managed services can support you with your ongoing compliance responsibilities, including compliance testing, electronic communications reviews, and other operational tasks.

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Gain peer insights

You will have access to unique insights, trends, and benchmarking data gathered from the largest network of clients in your market. Since inception, we’ve worked with thousands of hedge fund managers. We've worked with 85% of the top 100 hedge fund managers (Hedge Fund Alert, May 2020) with a diverse set of investment strategies and business operations.

Solution Spotlight

Trade surveillance solutions

Regulators globally are using cutting-edge technologies to identify potential insider trading, market abuse, and other misconduct, resulting in record-breaking fines and enforcement. ACA’s trade surveillance solutions are designed to help your firm effectively, diligently, and proactively manage its firm-wide and employee trading risk in a way that meets regulatory expectations and industry best practices.

We offer a range of trade surveillance solutions designed to meet your firm’s business needs, including: market abuse surveillance, employee personal trading and code of ethics, trade blotter review, and holistic surveillance.

Download our overview

Read the latest news from our Hedge Fund Team

Hedge Fund Quarterly Update 2022 Q1

We are pleased to provide this latest update to keep you apprised of regulatory developments in the private fund and liquid alternatives space.

Article
  • Compliance

White Paper: Does the Use of Alternative Data Require Alternative Compliance Measures?

This white paper will explore the many compliance concerns asset managers should keep in mind when obtaining and utilizing alternative data to ensure compliance with the SEC's compliance rule.

Report
  • Compliance

Hedge Fund Update: News You May Have Missed

In the first edition of our Hedge Fund Update we discuss recent industry news, settlements, and rulings. Read more to find out the latest news you may have missed.

Article
  • Compliance
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News

ACA Group Acquires Financial Compliance Firm, FINOP Consulting

Acquisition strengthens ACA’s outsourced financial operations offering for broker-dealers.

ACA Group Recognized on ESGFinTech100 Among Top Industry Innovators

We are thrilled to announce that ACA Group has earned a spot on the prestigious 2024 ESGFinTech100 list, joining the ranks of the world's most innovative ESG technology providers.

Financial Services Firms Lag in AI Governance and Compliance Readiness, Survey Reveals

The 2024 AI Benchmarking Survey by ACA Aponix and NSCP reveals that, despite enthusiasm for AI, financial firms lack formal AI governance frameworks, testing protocols, and third-party oversight.

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