FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Rest, Recharge, and Renew Week 2023: A Time to Reconnect with What Matters
ACA will be closed Monday, July 3, through Friday, July 7, 2023 for Rest, Recharge, and Renew week ("RRR week"), in an effort to show our appreciation for our employees' hard work. We encourage our staff to use this time to invest in their well-being.
- ACA News
Critical MOVEit Transfer Vulnerability Updates
Progress Software discovered a critical SQL injection vulnerability (CVE-2023-34362) on May 31st in the MOVEit Transfer software which allowed unauthorized access to the Transfer environment and escalated privileges.
- Cybersecurity
Love is Love: ACA Group Celebrates Pride Month and Inclusivity
ACA celebrates Pride Month in June with the theme Love is Love, hosting initiatives like a panel and book club selection that explore identity and belonging. We aim to create an inclusive workplace free from discrimination and are dedicated to enhancing LGBTQIA+ lives through education, advocacy, and community outreach.
- ACA News
EU/UK Announce Memorandum of Understanding – What does that mean for Financial Services Firms?
In May the EU and UK announced a draft MoU for regulatory cooperation in financial services, establishing a framework for close cooperation and avoiding regulatory divergence.
- Compliance
13 Key Elements for Successful Cybersecurity Portfolio Oversight
Our cyber team has identified the key elements of successful programmatic cyber oversight. By adopting these elements, firms can avoid value destruction, meet investor expectations, and increase valuations of their portfolio.
- Cybersecurity
- Cybersecurity Resources
- Portfolio Company Risk Management
Tips for Updating Your Compliance Program: Shareholder Reporting Requirements and Amendments to Advertising Rules
The SEC's new rule amendments for mutual funds and ETFs aim to provide concise shareholder reports and require physical delivery instead of online posting.
- Compliance
- SEC
- Mutual Fund