FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Tips for Updating Your Compliance Program: SEC Exam Observations Risk Alert
The SEC is focusing on private funds and issued a risk alert in January 2022 outlining common deficiencies observed during private fund exams. Private fund managers should review their compliance programs to avoid these deficiencies.
- Compliance
Managing the Risk of Large Language Models Like ChatGPT
Discover ways to leverage the power of LLMs like ChatGPT while protecting your organization from risks like privacy breaches, IP concerns, and quality control issues.
- Cybersecurity
- Compliance
- Artificial Intelligence (AI)
Celebrating Asian Pacific American Heritage Month at ACA Group
ACA is committed to nurturing an inclusive workplace. We share some of the exciting ways the company celebrates Asian Pacific American Heritage Month (APAHM).
- ACA News
Tips for Updating Your Compliance Program: Form CRS
We’ve compiled a series of tips to help you focus on the U.S. Securities and Exchange Commission (SEC) focus areas for 2023.
- Compliance
- SEC
ACA Group Wins Big at 2023 HFM European Services Awards
ACA's client-focused model and technology-enabled solutions continue to set them apart.
- ACA News
Building a Programmatic Approach to Cybersecurity Portfolio Oversight
A formal and consistent cybersecurity oversight program is necessary across all portfolio companies to protect investments and meet investor expectations.
- Portfolio Company Risk Management
- Cybersecurity