FCA Regulatory Training

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • 24 April 2025
  • 11 June 2025
  • 8 October 2025

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  • 06 March 2025
  • 10 April 2025
  • 04 June 2025
  • 02 July 2025
  • 10 September 2025
  • 15 October 2025
  • 03 December 2025

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  • 11 February 2025
  • 12 March 2025
  • 05 June 2025
  • 03 July 2025
  • 17 September 2025
  • 05 November 2025

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  • 14 May 2025
  • 24 September 2025
  • 04 December 2025

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  • 19 March 2025
  • 12 June 2025
  • 25 September 2025
  • 10 December 2025

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  • 05 March 2025
  • 10 April 2025
  • 06 August 2025
  • 01 October 2025
  • 12 November 2025

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We offer a wide range of ACA financial compliance training courses to the UK and Europe, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

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Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

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Tip for Updating Your Compliance Program: Prohibited Transaction Exemption

To receive prohibited compensation, investment advisers and broker-dealers must comply with DOL's PTE 2020-02, including impartial conduct standards, required disclosures, policies, and an annual review.

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White Paper: 4 Myths About Cybersecurity Portfolio Oversight

This paper addresses 4 common myths firms often assume about cybersecurity portfolio oversight and provides a path forward to build an effective approach to cybersecurity across your portfolio.

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Tip for Updating Your Compliance Program: Electronic Communications

The SEC will investigate advisers' use of electronic communication platforms. Advisors should review policies, poll employees, test email domains, and train staff to avoid penalties.

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Phishing Campaign Taking Advantage of Annual Form ADV Update

Cybercriminals are posing as regulators in phishing attempts on investment advisers, requesting data, and threatening inactivity if not provided. Learn how to identify these phishing attempts and what to do if you receive one.

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White Paper: Interval and Tender Offer Funds

Learn the regulatory framework and operational considerations associated with unlisted closed-end funds.

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