FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Merger and Acquisition Platform Datasite Named as a Victim of MOVEit Breach
Datasite, which provides a data sharing platform and encrypted data rooms for potential merger and acquisition partners, is the latest victim of the MOVEit Breach.
- Cybersecurity
Regulation Best Interest Assessment and the Next Frontier
Now that Reg BI has been in place for almost three years, the industry has received a few waves of feedback from the regulators through enforcement actions, arbitrations and additional guidance. We break them down in this article.
- Compliance
- SEC
ACA Group Honored as an AIFinTech100 Company for the Second Consecutive Year
ACA Group has been named one of the 100 most innovative AIFinTech companies in the financial industry by FinTech Global.
- ACA News
Myths About Cybersecurity Portfolio Oversight: Myth #2
Cyber threats are on the rise, making robust cybersecurity oversight essential for protecting investments. We debunk a common myth about portfolio oversight.
- Cybersecurity Resources
- Cybersecurity
- Portfolio Company Risk Management
U.S. Regulatory Update – June 2023 Edition
This month's update includes insights regarding the SEC’s largest whistleblower award, FINRA’s first expulsion for firm’s Reg BI failures, and more.
- Compliance
- SEC
ACA Group Unveils New Outsourced Solution for Investment Firms' Performance Measurement and Reporting
ACA Group's outsourced solution empowers investment firms with advanced performance measurement and reporting capabilities
- Performance
- ACA News