Insights
Who's Been Naughty or Nice? Compliance Surveillance in 2024
As the holidays approach, it’s time to evaluate your firm’s compliance and surveillance practices. Are your systems on Santa’s "Nice" list, ensuring robust oversight, or teetering on the "Naughty" side, risking regulatory scrutiny?
- Compliance
The CFA Institute Finalized Guidance Statement for OCIO Portfolios
The guidance statement helps OCIO firms claim compliance with the Global Investment Performance Standards.
- Performance
- GIPS Standards
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
- RegTech
- ACA News
NAV Lending Regulatory Considerations
We explain the benefits of this type of funding and the considerations to take into account before choosing to do so.
- Compliance
- SEC
Choosing Your Path to Launch Your Firm into a New Region
While different financial markets offer significant opportunities, there are a number of things to consider before launching in a new jurisdiction.
- Compliance
- FCA
- SEC
Telecommunications Systems Under Attack: Securing Against State-Sponsored Cyber Threats
CISA recently released a report highlighting the growing risks posed by bad actors linked to China. Firms should secure their infrastructure against this growing threat.
- Cybersecurity
ACA Group Revolutionizes ESG Data Management with Enhanced ACA Vantage for ESG Platform
ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.
- ESG
- ACA News
SEC Rule 13f-2: Are you ready for the January 2, 2025 filing deadline?
Prepare for the 2025 SEC Rule 13F-2 deadline by understanding enhanced short sale requirements. We provide expert support for accurate submissions.
- Compliance
- Regulatory Deadlines
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
- Cybersecurity
- RegTech
- ACA News
Best Practices for Capturing Employee Personal Trading Activity for SEC-Regulated Firms
In today's complex financial landscape, SEC-regulated firms face increased scrutiny around the monitoring and reporting of employees' personal trading activities.
- RegTech
- ComplianceAlpha
- Compliance