Insights
Navigating U.S. After-Tax Performance: Best Practices in Tax-Managed Strategies
Tax management strategies provide significant benefits that are not always clear in a standard performance methodology, but performance metrics are essential to accurately assess the strategy’s effectiveness.
- Performance
The Semi-Transparent ETF Ecosystem
New ETF structures selectively disclose portfolio holdings information to the public on a schedule similar to traditional actively managed mutual funds while still striving to maintain market and NAV parity.
- Distribution
ACA Group Recognized on ESGFinTech100 Among Top Industry Innovators
We are thrilled to announce that ACA Group has earned a spot on the prestigious 2024 ESGFinTech100 list, joining the ranks of the world's most innovative ESG technology providers.
- ACA News
- ESG
Mobile Communication Capture: Navigating the Landscape of Governed vs. Native Solutions
As mobile communication becomes the dominant medium for business, the need for robust mobile capture solutions has never been greater.
- eComms Surveillance
- RegTech
- ComplianceAlpha
Financial Services Firms Lag in AI Governance and Compliance Readiness, Survey Reveals
The 2024 AI Benchmarking Survey by ACA Aponix and NSCP reveals that, despite enthusiasm for AI, financial firms lack formal AI governance frameworks, testing protocols, and third-party oversight.
- ACA News
- Artificial Intelligence (AI)
- Compliance
New AML/CFT Regulations for U.S. Investment Advisers: What You Need to Know
Download our cheat sheet to better understand new AML regulatory obligations for investment advisers and how to meet them.
- AML and Financial Crime
ACA Named Best ETF Distributor for Consecutive Year at 2024 ETF Express US Awards
ACA Foreside has been awarded Best ETF Distributor at the 2024 ETF Express US Awards in New York City.
- ACA News
- Distribution
White Paper: SEC Marketing Rule, GIPS Standards, and FINRA RN 20-21 - What Sets Them Apart?
A practical guide to navigating key compliance standards for financial marketing.
- Performance
- SEC Marketing Rule
- GIPS Standards
New SEC Short Selling Rules: Key Filing Requirements and Deadlines for Form SHO
Learn about the new SEC short selling filing rule for Form SHO, including requirements and deadlines. Understand how managers can ensure compliance
- SEC
- Compliance
- Regulatory Deadlines
SEC Enforcement Action for Incomplete Cyber Incident Disclosures
The SEC recently charged four companies for insufficient disclosures related to cyber incidents alleging they did not fully communicate the nature and impact of the cyber breach.
- Cybersecurity