ComplianceAlpha® 2021Q2 Demo
Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.
Webcast
RegTech Insights
Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.
Latest RegTech insights
Monitoring Employees’ Personal Trading - When Brokerage Statements Matter
The best way to track employees’ personal trading is by using RegTech that automatically monitors for parameters set up by the compliance team. However, this technology is not always available.
Article
- RegTech
- ComplianceAlpha
- Compliance
ACA’s Most Popular Webcasts of 2024
ACA’s Most Popular Webcasts of 2024
Article
- RegTech
- ComplianceAlpha
- eComms Surveillance
- Cybersecurity
- Performance
Lessons learned about vendor management from Santa’s workshop
Santa’s workshop offers valuable insights for vendor management in the financial industry. With careful planning, continuous oversight, and high standards, firms can mitigate risks, enhance performance, and achieve seamless results.
Article
- Managed Services
- RegTech
- Compliance
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
News
- RegTech
- ACA News
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
News
- Cybersecurity
- RegTech
- ACA News
Best Practices for Capturing Employee Personal Trading Activity for SEC-Regulated Firms
In today's complex financial landscape, SEC-regulated firms face increased scrutiny around the monitoring and reporting of employees' personal trading activities.
Article
- RegTech
- ComplianceAlpha
- Compliance
RegTech in Action
Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions.
On demand RegTech webcasts
Leveraging New Technology for Side Letter and Legal Document Management
Join us for a live webcast as we discuss the intricacies and challenges for financial firms associated with the volume and complexity of side letter and legal document management and demonstrate how ACA's new technology solution can help.
Webcast
Regulatory Spotlight: The Heightened Focus on Insider Trading and Market Abuse Due to COVID-19
Join ACA as we discuss the current regulatory climate and what firms need to know to protect their business.
Webcast