Compliance Insights and Alerts

Compliance teams are constantly challenged to keep pace with ever-evolving regulatory compliance news and change while navigating the pressures of geopolitical threats, economic crises, and third-party risks. Uncertain times require a nimble approach to achieve compliance and address business priorities in new ways to enable innovation and growth while minimizing risk.

As the global regulation continues to change, it's key that you keep up to speed with latest developments. Here we capture the latest regulatory compliance trends, industry insights, risk alerts, and events.

Latest insights and alerts

Compliance Alert

FCA Private Markets Valuation Review

The FCA recently conducted a review of private market valuation practices in response to concerns about rising interest rates and changes in market conditions for private assets.

Compliance Alert
  • Compliance
  • FCA
  • Private Fund
curved glass building looking up at a blue sky

The Treasury “Suspends” Enforcement of the Corporate Transparency Act for U.S. Companies

The Department of the Treasury announced that it had suspended enforcement of the Corporate Transparency Act with respect to U.S. companies and U.S. citizens.

Compliance Alert
  • Compliance
  • AML and Financial Crime
highway at night from overhead

White Paper: The GRC Evolution

The GRC evolution: how outsourcing addresses talent, operational, and regulatory gaps

Article
  • Managed Services
  • Compliance
curved glass building looking up at a blue sky

FCA Dear CEO Letter: Asset Management and Alternatives Supervisory Strategy for 2025

In the letter, the FCA states it will be focusing on enabling growth and streamlining its regulatory and data frameworks.

Compliance Alert
  • Compliance
  • FCA
highway at night from overhead

Tips for Preparing Your Form ADV 2025 Update

These tips are intended to help you ensure a smooth process to prepare your Form ADV update.

Article
  • Compliance
  • SEC
ACA View

White Paper: Building an Effective Compliance Program

Key considerations for compliance with the SEC and FCA.

Article
  • Compliance
  • SEC
  • FCA

Events

2025 ACA Conference

Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.

Conference