Insights
Q1 2023 Regulatory Reporting Deadlines
Investment advisers must meet various regulatory filings requirements throughout the year. These are the regulatory filing submission deadlines occurring from January through March 2023.
- Regulatory Deadlines
- Compliance
Case Study: Helping a Leading Hedge Fund Address Transaction Reporting Errors
How ACA’s Regulatory Reporting Monitoring & Assurance (ARRMA) helped one of Europe’s leading alternative asset management firms fund identify, resolve, remediate, and prevent future MiFIR transaction reporting errors.
- Trade & Transaction
- Compliance
Five Things to Know About ESG Data Providers
The ESG landscape is evolving rapidly and may require advisers to seek additional resources to meet investor and regulatory expectations. Read our five key areas to consider when evaluating your needs and options.
- ESG
ACA's Top White Papers of 2022
We wanted to take a moment to look back at our most popular white papers of 2022 and the advice they provide for financial firms.
- Compliance
- Cybersecurity
- Managed Services
- ESG
- RegTech
- ComplianceAlpha
- Performance
ACA's Top Webcasts of 2022
Our most popular webcasts of 2022 discuss the regulatory change that occurred throughout the year and how firms can adjust to new requirements.
- Compliance
- ComplianceAlpha
- Cybersecurity
- ESG
- Performance
LastPass Breach Included Encrypted and Unencrypted User Data
Clients should consider updating their master password
- Cybersecurity
SEC Highlights Risks of Unapproved Communications via Mobile Apps
The SEC's enforcement actions against a private fund manager and its founder for alleged failures to track and surveil business-related communications highlights why using comprehensive and cutting-edge regulatory technology software tools is no longer an optional best practice.
- Compliance
- ComplianceAlpha
- RegTech
- Managed Services
- SEC
5 Important ESG Developments That Will Carry Into 2023
The ESG landscape is evolving at a rapid pace and requires additional resources to meet investor and regulatory expectations.
- ESG
2023 Regulatory Filings Calendar for Investment Advisers
Be prepared for the year ahead with our calendar of key regulatory reporting deadlines, on-going and annual regulatory obligations, and national holidays.
- Compliance
- Managed Services
- SEC
- FCA
- Regulatory Deadlines
Finalization of California Privacy Rights Act (CPRA) Is Pushed Back
The CPRA release will be pushed to April 2023, leaving existing rules in effect until then.
- Cybersecurity