As part of ACA, our in-house regulatory and performance experience is leveraged to help your firm understand the broader picture of compliance. We draw from our experience and regulatory insight to help your firm understand industry best practices and the range of compliance issues that your peers face today.

FINRA Leverages the GIPS Standards for Standardizing Private Placement Performance Marketing

FINRA's release of Regulatory Notice 20-21 allows the use of IRR for investments or funds that have been fully realized but further requires utilizing the calculation methodologies of the GIPS standards.

Latest insights

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ACA’s Most Popular Webcasts of 2024

ACA’s Most Popular Webcasts of 2024

Article
  • RegTech
  • ComplianceAlpha
  • eComms Surveillance
  • Cybersecurity
  • Performance
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The CFA Institute Finalized Guidance Statement for OCIO Portfolios

The guidance statement helps OCIO firms claim compliance with the Global Investment Performance Standards.

Article
  • Performance
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Navigating U.S. After-Tax Performance: Best Practices in Tax-Managed Strategies

Tax management strategies provide significant benefits that are not always clear in a standard performance methodology, but performance metrics are essential to accurately assess the strategy’s effectiveness.

Article
  • Performance
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White Paper: SEC Marketing Rule, GIPS Standards, and FINRA RN 20-21 - What Sets Them Apart?

A practical guide to navigating key compliance standards for financial marketing.

Article
  • Performance
  • SEC Marketing Rule
  • GIPS Standards
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Continued Demand for Credit Managers Who are GIPS Compliant

In recent years, demand for public and private credit firms to claim compliance with the Global Investment Performance Standards has increased.

Article
  • Performance
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Case Study: Outsourcing Global Investment Performance Standards Compliance

By partnering with ACA, the firm was able to successfully map out a clear timeline to achieve GIPS compliance, benefiting from our expertise in performance measurement and comprehensive management of the compliance process.

Case Study
  • Performance
  • Managed Services

Performance webcasts

The New Marketing Rule: A Focus on Performance

Join ACA and K&L Gates for a detailed explanation of the specific performance requirements, how they differ from prior no-action letters, and what steps a firm should take now in order to be ready by the deadline.

Webcast

FAQs: Amendments to the Marketing & Advertising Rule

Join ACA for a complimentary webcast in which we'll provide answers to the most frequently asked questions we've received in response to the new marketing rule and its implications.

Webcast