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Insights

At ACA Group, our unique financial industry insights are informed by our real-world experience, deep subject matter expertise, and extensive client network.

GRC news and hot topics

Regulatory compliance insights and alerts

Cybersecurity alerts and insights

ESG

ESG alerts and insights

GIPS® standards and performance alerts and insights

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Insights and alerts related to the SEC's new Marketing Rule

Guidance and insights on regulatory proposals, enforcements, and risk alerts

Regulatory change is here for Private Fund Advisers

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ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

News
  • RegTech
  • ACA News
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NAV Lending Regulatory Considerations

We explain the benefits of this type of funding and the considerations to take into account before choosing to do so.

Article
  • Compliance
  • SEC
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Choosing Your Path to Launch Your Firm into a New Region

While different financial markets offer significant opportunities, there are a number of things to consider before launching in a new jurisdiction.

Article
  • Compliance
  • FCA
  • SEC
Cyber

Telecommunications Systems Under Attack: Securing Against State-Sponsored Cyber Threats

CISA recently released a report highlighting the growing risks posed by bad actors linked to China. Firms should secure their infrastructure against this growing threat.

Cyber Alert
  • Cybersecurity
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ACA Group Revolutionizes ESG Data Management with Enhanced ACA Vantage for ESG Platform

ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.

News
  • ESG
  • ACA News
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SEC Rule 13f-2: Are you ready for the January 2, 2025 deadline?

Institutional investment managers with significant short positions must adopt new monthly reporting practices to meet SEC requirements.

Article
  • Compliance
  • Regulatory Deadlines
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ACA Group Recognized at Pittsburgh Technology Council’s Tech 50 

ACA Group Recognized at Pittsburgh Technology Council’s Tech 50

News
  • Cybersecurity
  • RegTech
  • ACA News
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Best Practices for Capturing Employee Personal Trading Activity for SEC-Regulated Firms

In today's complex financial landscape, SEC-regulated firms face increased scrutiny around the monitoring and reporting of employees' personal trading activities.

Article
  • RegTech
  • ComplianceAlpha
  • Compliance
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SEC Charges Broker-Dealers with Filing Deficient Suspicious Activity Reports

The SEC recently fined broker-dealers for SARs filings that failed to meet regulatory requirements.

Compliance Alert
  • Compliance
  • SEC
  • AML and Financial Crime
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Jody Kochansky Joins ACA to Lead Product and Engineering

Jody Kochansky Joins ACA to Lead Product and Engineering

News
  • ACA News