
Insights

SEC Marketing Rule FAQs for Gross and Net Performance of Extracted Performance
The FAQ clarifies how to show gross and net performance of extracted performance and performance characteristics.
- Performance
- Compliance
- SEC Marketing Rule
- SEC

Apache Tomcat Vulnerability Under Active Exploitation
Apache Tomcat powers countless web applications across industries, and is actively being exploited to take control of servers or steal sensitive data.
- Cybersecurity

The Importance of a Robust Compliance Program
A robust compliance program’s backbone is a thorough understanding of the business and the ability to anticipate changes.
- Compliance
- SEC
- FCA

Countdown for OCIO Portfolios to Comply with the GIPS Standards Newest Guidance Statement
The new requirements become effective December 31, 2025. We’ve created a template timeline to guide your firm towards full compliance by the end of the year.
- Performance
- GIPS Standards

Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
- ACA News

Global Focus on Financial Crime: Emerging Regulatory Trends in the EU
Firms in the EU are facing stricter AML and CTF regulations driven by the 6AMLD and 7AMLD and the evolving approach to sanctions compliance.
- AML and Financial Crime

FCA Private Markets Valuation Review
The FCA recently conducted a review of private market valuation practices in response to concerns about rising interest rates and changes in market conditions for private assets.
- Compliance
- FCA
- Private Fund

The Treasury “Suspends” Enforcement of the Corporate Transparency Act for U.S. Companies
The Department of the Treasury announced that it had suspended enforcement of the Corporate Transparency Act with respect to U.S. companies and U.S. citizens.
- Compliance
- AML and Financial Crime

White Paper: The GRC Evolution
The GRC evolution: how outsourcing addresses talent, operational, and regulatory gaps
- Managed Services
- Compliance

FCA Dear CEO Letter: Asset Management and Alternatives Supervisory Priorities and Strategy for 2025
The FCA published its Dear CEO letter outlining its supervisory priorities for asset management and alternatives in 2025. Read more about it here.
- Compliance
- FCA