FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
2021 Broker-Dealer Regulatory Filings Calendar
To help you stay on track with your firm’s FINRA reporting obligations, we’ve put together a printable calendar with key deadlines in addition to U.S. national holidays at a glance.
- Compliance
Brexit: The Final Countdown - A Checklist for UK Investment Managers
With just days to go to the end of the transition period for the UK’s departure from the EU, we’ve developed a checklist of key considerations and activities that UK investment managers need to prepare.
- Compliance
- Brexit
Helping Private Equity Firms Stay Ahead of Risk
On October 6, 2020, ACA Aponix held a panel discussion about portfolio company risk management at our Cyber Week Virtual Conference. The session featured panelists from leading Private Equity (PE) firms who have worked with ACA to deploy strategic portfolio company risk management programs and included participants from over 200 firms.
- Cybersecurity
Vulnerability Reported in Microsoft Teams
A critical vulnerability affecting Microsoft® Teams® has been reported involving attackers sending a specially crafted chat message to Teams users. Once viewed, the message captures the recipient’s sign-on information and enables remote code execution on the user’s machine.
- Cybersecurity
ACA Aponix Named Due Diligence Firm of the Year at the 12th Annual International M&A Awards
ACA is proud to announce that ACA Aponix was named the Due Diligence Firm of the year at the 12th Annual International M&A Awards. The awards were announced at a Virtual Awards Gala celebration on Thursday, January 21st, 2021.
- ACA News
- Portfolio Company Risk Management
Hedge Fund Update: News You May Have Missed
In the second edition of ACA's Hedge Fund Update we cover recent industry news, regulatory updates, enforcement actions, and more.
- Compliance