FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
OCC Fines Bank $85M for Compliance and IT Risk Failures
On October 14, the Office of the Comptroller of the Currency (OCC) issued a news release indi
- Bank Asset Management
The Value of GIPS Compliance: 2020 OCIO Survey Results
ACA and Curcio Webb conducted an industry survey in August 2020 focusing on the value of GIPS compliance among OCIOs. The results show a growing interest in compliance with the 2020 GIPS standards.
- Performance
FCA Sets Sights on Private Markets and Portfolio Companies
The FCA is approaching private market firms to check how they consider governance both internally and with respect to their portfolio companies. Learn more about what this means for firms.
- Compliance
- FCA
Fireside Chat with Phil Venables and Mike Pappacena
We were delighted to host Phil Venables, Board Director and Senior Advisor (Risk and Cybersecurity) for Goldman Sachs at our first-ever Cyber Week. This fireside chat with Mike Pappacena, Partner, ACA Aponix is now available to watch on-demand.
- Cybersecurity
OCC Supervision Priorities and Objectives for 2021
The OCC's Committee on Bank Supervision recently released the agency’s supervision priorities and objectives for fiscal year 2021. We summarized what trust companies' and bank asset managers' should ensure are adequately covered by risk, compliance, and internal audit.
- Bank Asset Management
Q4 2020 Regulatory Reporting Deadlines
Investment advisers must meet various regulatory filings requirements throughout the year. Below are the regulatory filing submission deadlines for the fourth quarter of 2020.
- Compliance