FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
EMIR Trade Reporting – The Next Horizon
The importance of ensuring complete, accurate and timely reports under EMIR is in the spotlight again. This follows a recent response from the European Systemic Risk Board (ESRB) to ESMA’s March 2020 Consultation Paper on reporting to trade repositories. Reporting firms are well advised to see the response as a shot across the bows and an indication of things to come.
- Compliance
ACA’s Top 10 Blog Posts of 2020 So Far
As summer winds down and we gear up for a busy fall we thought we’d take a moment to look back at the most popular ACA articles so far this year.
- Compliance
FCA Reminds Firms of their New Conduct Rules Reporting Obligations under SM&CR
The FCA recently added a webpage reminding solo-regulated firms of their obligation to report breaches of its conduct rules (and ensuing disciplinary action) as required under the Senior Managers and Certification Regime (SM&CR).
- Compliance
Public, Private or ‘Private Private’: Do you have the right information barriers?
Throughout the lockdown, the FCA and SEC have voiced thier expectation that private information is handled appropriately and that firms maintain adequate and appropriate information barriers. Firms should revisit what is considered “private” information and how that can get a little grey and nuanced in the private markets sector.
- Compliance
ACA Appoints Ron Weekes as CEO of Mirabella
ACA Compliance Group (ACA), a leading provider of governance, risk, and compliance advisory services and technology solutions, announced today that Ron Weekes has been appointed as CEO of Mirabella, ACA’s regulatory hosting platform.
- ACA News
ACA Compliance Group Launches ComplianceAlpha® App for Mobile Devices
ACA's ComplianceAlpha app for mobile devices provides financial services firms with an easier, more accessible compliance experience for today’s increasingly distributed work environment.
- ACA News