FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Managing Compliance Concerns in the Wake of GameStop Corp. Stock Inflation
Investors have seen stocks soar to extreme heights driven, in large part, by the concerted efforts of participants in an online forum. These developments create a number of significant risks for investment advisers.
- Compliance
ACA Aponix Named Best Cyber Security Provider by The Drawdown's Private Equity Services Awards 2020
ACA Aponix selected as the winner of the Cybersecurity Technology Award by The DrawDown Private Equity Service Provider Awards.
- ACA News
ACA Aponix named Best Cybersecurity Provider in 2021 HFM US Technology Awards
We're pleased to announce that ACA Aponix was named Best Cybersecurity Provider in the 2021 HFM US Technology Awards. This marks the second year in a row that ACA Aponix was named Best Cybersecurity Provider by the HFM US Technology Awards. The awards were announced on February 5 at a ceremony in New York.
- ACA News
Kavitha Venkita Joins ACA Compliance Group to Lead its Cybersecurity and Technology Risk Team
Former Gartner/CEB global IT Practice leader joins leading governance, risk, and compliance firm as the Business Unit Lead for ACA Aponix®, ACA’s cybersecurity and technology risk team.
- ACA News
White Paper: Does the Use of Alternative Data Require Alternative Compliance Measures?
This white paper will explore the many compliance concerns asset managers should keep in mind when obtaining and utilizing alternative data to ensure compliance with the SEC's compliance rule.
- Compliance
New PRI Framework Could Catch Signatories Off Guard
All PRI signatories must report on their responsible investing activities by April 29, 2021. On November 12, 2020, PRI released the newest version of the reporting framework, which is a major overhaul of the prior reporting framework.
- ESG