FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
AML in the News Results in Plans for Modernizing AML Regulations
Recent news articles revealed the leak of 2,100 suspicious activity reports (SARs) filed by financial institutions that described multiple instances of investment fraud and money laundering in the U.S., Europe, and across the world.
- AML and Financial Crime
October is Cybersecurity Awareness Month!
Kick off Cybersecurity Awareness month by joining us for two days dedicated to the cybersecurity challenges and issues faced by financial services firms. ACA's first-ever Cyber Week on October 6-7 is free to attend.
- Cybersecurity
UPDATE: FCA Announces Last-Minute Extension of MiFID 10% Depreciation Reporting in the UK
The FCA have issued a last-minute statement declaring a further six-month extension and subsequent amendments to the Covid-19 measure brought into effect in March 2020. As a result, the MiFID 10% Depreciation Regime has now been extended to 30 March 2021.
- Compliance
- FCA
MiFID 10% Depreciation Rule: The End of the FCA’s Flexible Approach is Nigh
The FCA has announced a last-minute extension of MiFID 10% Depreciation Reporting in the UK. The Covid-19 measure is now in force until 30 March 2020.
- Compliance
SEC Announces Settlement with Broker-Dealer for Failure to Retain Text Messages
The SEC found that the broker-dealer's failure to retain the text messages was in direct violation of Section 17(a) of the Securities Exchange Act of 1934 and Rule 17a-4(b)(4) thereunder, which requires firms to preserve original copies of certain business-related communications sent or received for three years.
- Compliance
The Future of Risk and Compliance in the Age of RiskMutation™
Find out what RiskMutation™ is and why it's accelerating the modernization of risk and compliance management.
- Compliance
- RiskMutation