Insights
Creating Value in a Cybersecurity Portfolio Oversight Program
A programmatic approach to cybersecurity portfolio oversight not only focuses on traditional downside risk management activities, but also on value creation opportunities.
- Cybersecurity
- Cybersecurity Resources
- Portfolio Company Risk Management
The SEC Unveils New N-PORT Reporting Amendments for Registered Investment Companies
Amendments to Form N-PORT will both increase the frequency of reporting and compress the reporting schedule for funds to report detailed information about their portfolio holdings.
- Compliance
- Regulatory Deadlines
What to Know About Direct Channels for Mutual Fund Distribution
This article will discuss the advantages and disadvantages of using an intermediary channel when distributing a mutual fund.
- Distribution
Key Points From the XLoD Global Surveillance Summit New York 2024
The summit revealed that although innovation in compliance is importance, but it’s clear that many firms are still finding it challenging to keep pace.
- RegTech
- ComplianceAlpha
- eComms Surveillance
Common AML Schemes: Trusts
Money launderers may use trusts to conceal the true ownership of assets or the source of funds.
- AML and Financial Crime
Key Legal and Compliance Issues of an ETF
Commodity ETFs have very different tax implications depending on how the fund is structured.
- Distribution
- Mutual Fund
Case Study: Outsourcing Global Investment Performance Standards Compliance
By partnering with ACA, the firm was able to successfully map out a clear timeline to achieve GIPS compliance, benefiting from our expertise in performance measurement and comprehensive management of the compliance process.
- Performance
- Managed Services
Top Five Investment Performance Trends
ACA recently conducted a survey of 700 GIPS compliant firms to learn more about performance calculations, concerns, and other hot topics within the investment management industry.
- Performance
Managing Risks in a Cybersecurity Portfolio Oversight Program
A programmatic approach to cybersecurity portfolio oversight is recommended for a consistent approach to managing risk across the portfolio.
- Cybersecurity
- Cybersecurity Resources
- Portfolio Company Risk Management
SEC Registration Timeline and Considerations
Investment adviser registration in the U.S. can be a long and arduous process. Download our guide to understand the process.
- Compliance
- SEC