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Insights and alerts related to the SEC's new Marketing Rule

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Guidance and insights on regulatory proposals, enforcements, and risk alerts

SEC Private Fund Adviser Rule

Regulatory change is here for Private Fund Advisers

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Governance in a Cybersecurity Portfolio Oversight Program

An effective cybersecurity oversight program should be formally governed by accountable individual(s) to ensure it meets investor and firm needs.

Article
  • Cybersecurity
  • Cybersecurity Resources
  • Portfolio Company Risk Management
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10 Things ESG Scores Can (and can’t) Do For Investors

ESG data is essential to fully understand the sustainability, ethical practices, and long-term viability of companies.

Article
  • ESG
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ACA Group Enhances eComms Technology Solutions Suite with Next-Generation Archive Capabilities

ACA Group announced a major upgrade to its eComms Technology Solutions within the ComplianceAlpha platform.

Press Release
  • ACA News
  • eComms Surveillance
  • ComplianceAlpha
  • RegTech
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The DOL Retirement Security Rule Stalled

The DOL was stalled in its most recent attempt to re-define an investment advice fiduciary under ERISA.

Compliance Alert
  • Compliance
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How to Successfully Cover a Broker-Dealer

Helping asset managers select and work with an intermediary.

Article
  • Compliance
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Common AML Schemes: Virtual Currencies

Money launderers may use virtual currencies to transfer funds between accounts or to facilitate illegal transactions in a way that is difficult to trace.

Article
  • AML and Financial Crime
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Severe Vulnerability Discovered in LoadMaster & Multi-Tenant Hypervisor

This critical flaw could lead to serious business disruptions, including data breaches and the potential loss of control over critical infrastructure.

Cyber Alert
  • Cybersecurity
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SEC Private Fund Unit Veteran Michele Foldenauer Joins ACA Group to Co-Lead Tech-Enabled Mock Examination Team

ACA Group is excited to announce that Michele Foldenauer has joined ACA Group as a Managing Director and a leader of our tech-enabled Mock Examination Team.

News
  • ACA News
  • Compliance
  • Private Fund
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Manage Communications Compliance with Confidence

Gain essential insights to help you build and maintain an effective digital communications governance strategy that meets global regulatory standards.

Article
  • eComms Surveillance
  • ComplianceAlpha
  • RegTech
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ACA Group Named a 2024 DataTech50 Provider

ACA Group acknowledged as one of the most innovative tech companies offering data management solutions in financial services

News
  • ACA News
  • RegTech