FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Continued Developments in International Measures Against Russia
We explore how the continued regulatory developments from Western governments relating to Russia’s actions towards Ukraine affect financial firms.
- Cybersecurity
- Cybersecurity Resources
- AML and Financial Crime
- Compliance
SEC Sweep Inquiries and Enforcement Action of Unauthorized eComms
The SEC commenced sweep-style inquiries late last year into how big banks are monitoring, archiving, and safeguarding business-related electronic communications.
- Compliance
- eComms Surveillance
- RegTech
Guidance on Impersonated Registered Domain Names
A summary of what to look for in a threatening domain and how to mitigate a substantiated threat
- Cybersecurity
- Cybersecurity Resources
NSCP Firm and CCO Liability Framework Can Ease CCOs’ Liability Concerns
The NSCP Framework is a practical approach to CCO liability that promotes investor protection and market integrity, addressing compliance professionals' fears of being held personally liable in unreasonable situations.
- Compliance
ACA Celebrates Black History Month by Discussing Gaps in Health and Wellness
In honor of Black History Month, ACA's Connected Black Professionals Group hosted a number of speakers to discuss bridging the gap in health and wellness with ACA employees.
- ACA News
SEC Proposes Rule Amendments to Modernize Beneficial Ownership Reporting
On February 10, 2022, the SEC voted to propose amendments regarding beneficial ownership reporting under Exchange Act Sections 13(d) and 13(g). The proposed rules would accelerate the filings deadline of Schedule 13D and 13G filings.
- Compliance