FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Hedge Fund Quarterly Update Q3 2022
We are pleased to provide this latest update to keep you apprised of regulatory developments in the private fund and liquid alternatives space.
- SEC
- Compliance
SEC Examination Trends Report
We share our observations concerning the SEC's Division of Examinations' public priorities and our insights and practical considerations from recent exams.
- Compliance
- SEC
Watch ACA's RegTech in Action Demo Series
Tune in to watch individual demos of our regulatory technology solutions in our RegTech in Action series.
- ComplianceAlpha
SEC Proposed Rule Includes New 48-Hour Cyber Incident Reporting Requirement
According to the SEC proposed Rule 206(4)-9, RIAs and private funds must now submit a confidential report to the SEC within 48 hours from when a “significant cyber incident” is discovered.
- Cybersecurity
- SEC
SEC Sends $1.1 Billion Warning to Financial Firms that Ignore Record-keeping Requirements
$1.1BN of fines were recently issued to sixteen high-profile financial services firms for communication failings, with more regulatory enforcement expected. Learn more about what this means for SEC-registered firms around the world.
- Compliance
- RegTech
- SEC
ACA Group Acquires Compliance Resource Partners
ACA Group is delighted to welcome the team at Compliance Resource Partners, Inc., who will strengthen ACA's suite of leading GRC professionals and diversified services.
- ACA News