FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Penalizing Pirates: Hackers Push NullMixer Campaigns to Pilfer Data
A recent press release from Kaspersky warns of a malware that can steal users' personal information. We discuss how it works and our guidance for preventing an attack.
- Cybersecurity
SEC Issues Risk Alert for Municipal Advisors
The SEC issued a risk alert reminding municipal advisors of their regulatory obligations. We break down the primary deficiencies and weaknesses they discuss.
- SEC
- Compliance
Electronic Communications Recordkeeping Failures Cost Large Firms More than $1.1 Billion
The SEC fined 16 firms for failure to capture certain communications, and failure to supervise their employees by not detecting or preventing the use of unapproved devices. Find out what you need to know.
- eComms Surveillance
- Compliance
- RegTech
Russell Investments Selects ACA Group’s ARRMA Service to Enhance Regulatory Reporting
Leading global investment solutions firm chooses ACA’s ARRMA (ACA Regulatory Reporting Monitoring & Assurance) service to help manage its MiFIR and EMIR transaction reporting arrangements.
- Compliance
- Trade & Transaction
- RegTech
Regulatory Update Summer 2022
This edition provides unique insights on regulatory developments for investment advisers, private fund managers, broker-dealers, dual-registrants, and mutual funds.
- SEC
- Compliance
ACA Group Acquires Data Specialist Ethos ESG to Offer First Data Analytics Product
We’re pleased to announce that ACA Group has acquired Ethos ESG, a provider of environmental, social, and governance (ESG) ratings data and software for financial advisors, asset managers, institutions, and investors.
- ACA News
- ESG