FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
SEC Strategic Plan: More Enforcement, More Rules, and More Technology
The SEC issued its four-year strategic plan for 2022-2026. We summarize the goals of the plan and explore what it means for the next four years.
- Compliance
- SEC
- Cybersecurity
- ESG
- RegTech
Warning! Could a Political and Economic Omnishambles be Brewing for the Private Markets?
With an economic storm stemming largely from political ideology, we examine what impact this geopolitical and macroeconomic uncertainty has on the private markets.
- Compliance
- FCA
- SEC
- Managed Services
DOL to Allow for ESG Considerations in Plan Investments
The DOL issued a rule that allows plan fiduciaries to take ESG factors into account when selecting retirement investments and exercising shareholder rights.
- ESG
The Global GRC Risks of Unauthorized Business Communication Channels
Communication has always been integral to the investment world and, as technology evolves and expands, the need for adequate and equally evolved surveillance mechanisms has grown.
- Compliance
- RegTech
- ComplianceAlpha
- FCA
- SEC
ACA’s ESG Data and Analytics Solution Recognized for Its Impact on ESG Portfolios
Financial Services Review has named ACA Group’s ESG Data and Analytics solution, Ethos ESG, a “Top Wealth Management Solutions Provider” for 2022.
- ACA News
- ESG
ACA Group Announces Its Adoption of the CFA Institute Diversity, Equity, and Inclusion Code
ACA adopts the DEI Code, an action-oriented and principles-based framework through which to drive meaningful change concerning diversity, equity, and inclusion.
- ACA News