FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Political Backlash Might Be One of the Better Things to Happen to ESG in the U.S. Embrace it.
Support and understanding for ESG policies vary widely on the political landscape. Analyzing the range of arguments, both misleading and valuable, we break through the confusion and discuss how we can find a clear path through the uncertainty.
- ESG
ACA Group Named Best ESG Advisory Provider for the 2022 HFM US Services Awards
We are delighted to have been named Best ESG Advisory Provider by the 2022 HFM Service Awards. The awards recognize hedge fund service providers who have demonstrated exceptional client service, innovative product development, and strong and sustainable business growth.
- ESG
- ACA News
Regulatory Update October 2022
In our October Regulatory Update, we share unique insights and practical thought leadership on recent regulatory developments for investment advisers, private fund managers, broker-dealers, dual-registrants, and mutual funds.
- SEC
- Compliance
The Added Value of Influencing Portfolio Companies’ ESG Practices
An increasing number of investors are actively working toward building stewardship policies seeking to achieve improvements from the companies in which they invest.
- ESG
Simplify and Streamline Your Compliance Management with ACA’s New Quarterly C3 Solution
ACA just launched C3 Solution®: Quarterly, a new tech-enabled way to approach your annual compliance program review and ongoing compliance management tasks.
- ACA News
ACA Group Expands Electronic Communications Surveillance Capabilities in ComplianceAlpha Platform
The enhancements to ACA’s eComms surveillance technology include relationship forensics, machine learning, and an integrated archive to enable more effective internal investigations
- ACA News
- eComms Surveillance
- RegTech