FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ACA Group Enhances eComms Technology Solutions Suite with Next-Generation Archive Capabilities
ACA Group announced a major upgrade to its eComms Technology Solutions within the ComplianceAlpha platform.
- ACA News
- eComms Surveillance
- ComplianceAlpha
- RegTech
The DOL Retirement Security Rule Stalled
The DOL was stalled in its most recent attempt to re-define an investment advice fiduciary under ERISA.
- Compliance
How to Successfully Cover a Broker-Dealer
Helping asset managers select and work with an intermediary.
- Compliance
Common AML Schemes: Virtual Currencies
Money launderers may use virtual currencies to transfer funds between accounts or to facilitate illegal transactions in a way that is difficult to trace.
- AML and Financial Crime
Severe Vulnerability Discovered in LoadMaster & Multi-Tenant Hypervisor
This critical flaw could lead to serious business disruptions, including data breaches and the potential loss of control over critical infrastructure.
- Cybersecurity
SEC Private Fund Unit Veteran Michele Foldenauer Joins ACA Group to Co-Lead Tech-Enabled Mock Examination Team
ACA Group is excited to announce that Michele Foldenauer has joined ACA Group as a Managing Director and a leader of our tech-enabled Mock Examination Team.
- ACA News
- Compliance
- Private Fund