FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Common AML Schemes: Trusts
Money launderers may use trusts to conceal the true ownership of assets or the source of funds.
- AML and Financial Crime
Key Legal and Compliance Issues of an ETF
Commodity ETFs have very different tax implications depending on how the fund is structured.
- Distribution
- Mutual Fund
Case Study: Outsourcing Global Investment Performance Standards Compliance
By partnering with ACA, the firm was able to successfully map out a clear timeline to achieve GIPS compliance, benefiting from our expertise in performance measurement and comprehensive management of the compliance process.
- Performance
- Managed Services
Top Five Investment Performance Trends
ACA recently conducted a survey of 700 GIPS compliant firms to learn more about performance calculations, concerns, and other hot topics within the investment management industry.
- Performance
Managing Risks in a Cybersecurity Portfolio Oversight Program
A programmatic approach to cybersecurity portfolio oversight is recommended for a consistent approach to managing risk across the portfolio.
- Cybersecurity
- Cybersecurity Resources
- Portfolio Company Risk Management
SEC Registration Timeline and Considerations
Investment adviser registration in the U.S. can be a long and arduous process. Download our guide to understand the process.
- Compliance
- SEC