FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Embracing Advanced Technologies: Key Takeaways From the 1LoD Asset Management Compliance Leaders’ Network
Communications surveillance has emerged as a critical area for asset managers to ensure compliance.
- RegTech
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ACA Group Broadens Global Footprint Through Acquisition of the Effecta Compliance Group
Acquisition strengthens ACA’s ability to support clients expanding into the UAE and broadens offering to UK firms .
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Fundraising and Marketing with Confidence: A Key Considerations Checklist
Key considerations for fundraising, marketing, and launching with confidence.
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Continued Demand for Credit Managers Who are GIPS Compliant
In recent years, demand for public and private credit firms to claim compliance with the Global Investment Performance Standards has increased.
- Performance
Elevate Your Investment Strategy with Comprehensive Due Diligence
Meeting the rigorous demands of institutional investors is essential for long-term success. Our checklist can help you build trust with investors.
- Compliance
Introducing our ESG Compliance Horizon Newsletter
Each quarter, we'll provide you with timely updates, insights, and best practices to help you stay ahead of regulatory changes and ensure compliance.
- ESG
- FCA
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