FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
SFC Consultation on Fund Manager Code of Conduct (FMCC): 10 key points
The Securities and Futures Commission (SFC) of Hong Kong published the conclusion to proposed changes in its Fund Manager Code of Conduct last November, helping to clarify a few remaining areas of contention following its original consultation paper. We have produced a quick summary of the ten key points you need to know from the consultation conclusions on Asset Management regulation.
- Compliance
ACA’s Spring Conference — Session Spotlight: Cryptocurrency and Compliance
Today’s conference spotlight highlights a session that will cover one of the financial industry’s most buzzed-about topics: Cryptocurrency and Compliance.
- Events
GDPR DDQ Now Available for Assessing Vendors' GDPR Compliance
ACA announces GDPR-specific due diligence questionnaire (DDQ) for vendors and third parties.
- Privacy
- Compliance
- Cybersecurity
ACA Technology Announces Release of ACA Regulatory Reporting 5.0
Key features include a redesigned user interface and the integration of Form 13F with Form PF.
- RegTech
- ACA News
ACA’s Spring Conference — Session Spotlight: Performance in the News and Marketing Best Practices
Today’s conference spotlight highlights two sessions led by our performance professionals from ACA Performance Services.
- Events
ACA’s Spring Conference — Session Spotlight: Compliance Technology Trends
Today’s conference spotlight highlights the session Using Compliance Technology and Consolidating Data Sets to Create New and Essential Insights.
- Events