FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Lack of Standardization Can Lead to Increased Risk for Asset Managers
Last month I had the opportunity to moderate a panel at the PEI CFOs & COOs Forum in New York on “Performance Calculations: Does the PE Industry Need More Standardization?” The panelists were seasoned CFOs from respected private equity fund managers and exchanged engaging dialogue with over 100 attendees in the breakout discussion.
- Performance
Key Lessons Learned from Recent Cyber Incidents: Facebook, MyFitnessPal, and Panera Bread
Cyber-attacks continue to increase as new threats emerge.
- Cybersecurity
Performance Measurement Methods: TWR vs. IRR
Investors and portfolio managers alike grapple with the best calculation methodology to use in performance measurement.
- Performance
U.S. Tax Season Starts this Week — Here are Some Scams to be Aware of
This week is Tax Identify Theft Week in the U.S.
- Cybersecurity
What to Expect from Electronic Communications Exam Requests
SEC examinations of Registered Investment Advisers are on the rise. Here's a look at what the regulators are asking for and considerations for production.
- Compliance
5 Ways Our Vendor Management Platform Can Ease the Burden of Managing the Vendor Lifecycle
Are you tired of managing your vendors with spreadsheets? Do you have a different tab for every third party? Does the prospect of a regulatory exam make you break out into a cold sweat?
- Cybersecurity