FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ACA Technology Solutions Wins Awards from HFM Technology, Alt Credit Intelligence, and Fund Intelligence
ACA Technology is the recipient of several recent industry awards.
- RegTech
Senior Managers & Certification Regime: 6 major challenges for firms
As firms look to address the FCA’s Senior Managers and Certification Regime (“SM&CR”), ahead of the December 9 deadline, we observe six common themes and challenges emerging from their project implementation.
- Compliance
Update Coming to the Three Lines of Defense Model
The Three Lines of Defense Model has gained popularity as the de facto model for organizing governance, risk management and internal control roles and responsibilities since the Institute of Internal Auditors (IIA) published “The Three Lines of Defense in Effective Risk Management and Control,” position paper in 2013. The IIA recently announced that they would embark on a key project to refresh and update this document.
- AML and Financial Crime
Highlights from the 2018 NSCP / ACA Aponix Cybersecurity Compliance Programs Survey
Benchmarking your firm’s cybersecurity program against those of your peers is a smart way to identify the compliance gaps your firm should address. Here are the results of the 2018 NSCP / ACA Aponix Cybersecurity Compliance Programs Survey.
- Cybersecurity
Top Reasons to Attend ACA’s Spring 2019 Compliance and Performance Conference
ACA’s Spring 2019 Compliance and Performance Conference is headed to sunny Miami!
- Events
2019 GIPS Compliance Notification Form Now Available
Firms that claim compliance with the GIPS standards are required to notify CFA Institute of their claim of compliance. Each GIPS-compliant firm must submit the GIPS Compliance Notification Form by June 30 of each year.
- Performance