FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ACA Aponix Named Due Diligence Firm of the Year by M&A Advisor’s 13th Annual Turnaround Awards
ACA Aponix has been named Due Diligence Firm of the Year for the second year running by the M&A Advisor’s 13th Annual Turnaround Awards. The awards recognize the leading transactions, firms, and individuals in the distressed investing and reorganization industry.
- Cybersecurity
Potential Risks for Banks Using Third-Party Broker-Dealers
Third-party risk management is a key priority for banking regulators like the Office of the Comptroller of the Currency (“OCC”). Every one of the many thousands of service providers a bank may use exposes them to different levels of risk - some of which can be serious and costly. This is why banking regulators are requiring strong, risk-based due diligence and ongoing monitoring before and after a third party is hired. Roy Kim explains what you need to know.
- Compliance
5 Cybersecurity Trends to Watch Out for in 2019
What are the top five cybersecurity trends your company should prepare for in 2019?
- Cybersecurity
One Year On: MiFID II Continues to Challenge
As of today, 3 January, the EU’s Markets in Financial Instruments Directive II (MiFID II) has been live for a year.
- Compliance
ACA Performance Services Year in Review: A Look Back at 2018
With the New Year upon us, what better time to reflect on an unforgettable year? The last 12 months have been a period of remarkable growth and transformation across ACA’s Performance Division.
- Performance
ACA's Top 10 Webcasts of 2018
Here are our top 10 most-viewed webcasts of 2018.
- Events