FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Cyber Alert: Vulnerabilities Discovered in VPN Applications
On April 11, researchers from the Carnegie Mellon Software Institute announced security vulnerabilities in multiple virtual private network (VPN) applications.
- Cybersecurity
Nine Reasons Why AML Transaction Monitoring Analytics are Essential
When it comes to anti-money laundering (AML) transaction monitoring, financial services firms are under more pressure than ever to prove that the approach they are taking is working. Regulators want to see obvious evidence that firms are generating the right level of suspicious activity reports (SARs) for their size, geography, and business types, usually in the form of statistics and reporting.
- AML and Financial Crime
Understanding the impact of new prudential capital rules on UK asset management firms
The coming rules create a new prudential capital framework that is more tailored to the asset management industry – the previous structure was more focused on banks. While the changes will be modest for some firms, others will be significantly impacted by these new rules.
- Compliance
- FCA
Cyber Alert: Vulnerabilities Discovered in Verizon Fios Routers Affecting Millions
On April 9, researchers discovered three serious vulnerabilities in the Verizon Fios Quantum™ Gateway (G1100) router.
- Cybersecurity
SEC Updates Document Request List for Cybersecurity Examinations
The SEC's OCIE recently updated their document request list for cybersecurity examinations. Find out what's new in the document request list and how your firm should prepare for a cyber examination.
- Cybersecurity
ACA Compliance Group Expands Consulting Services for Bank Asset Managers
ACA Compliance Group (“ACA”) has expanded its consulting services that will help banks engaged in asset management activities manage risk and meet growing regulatory expectations. The bank asset management consulting services practice is overseen by former bank examiner, Roy Kim.
- Compliance
- Bank Asset Management