FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ACA Aponix Launches Cost-Effective Cybersecurity Diligence Service for PE Investment Teams
ACA's pre-deal IT, cybersecurity, and privacy regulatory diligence helps firms determine cybersecurity risks at the onset, negotiate better deals, align risks with the investment thesis, and reduce cyber insurance costs.
- Cybersecurity
ACA Aponix Launches Cost-Effective Cybersecurity Diligence Service for PE Investment Teams
Cyber incidents at portfolio companies can drastically diminish their investment value. To help PE investment teams mitigate cyber risks, we're excited to announce our cost-effective cybersecurity diligence service.
- Cybersecurity
Cyber Alert: Critical Vulnerability Discovered in Internet Explorer
On April 10, researchers published information on a critical vulnerability in Microsoft’s Internet Explorer® (IE) browser.
- Cybersecurity
SEC Warns of Data Privacy Compliance Issues
On April 16, the SEC's OCIE issued a risk alert detailing compliance issues from recent examinations of investment advisers and broker-dealers pertaining to privacy regulations.
- Compliance
Highlights of Michael Held's Speech at the 1LoD Summit
Michael Held, Executive Vice President of the Legal Group at the Federal Reserve Bank of New York, spoke at the 1LoD Summit in New York on April 2, 2019.
- AML and Financial Crime
What Boards Need to Know About the SEC’s New Cybersecurity Request List
Cybersecurity oversight continues to challenge boards and now the SEC has updated their request list for cyber exams. This updated list combined with previously articulated SEC expectations, provides some directional help for boards as they navigate cybersecurity issues. In this blog, ACA's Jim Pappas shares what boards need to know.
- Compliance