FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Q&A: Supporting the Evolution of the Industry
Ant Bennett Head of Sales and Client Development for ACA Mirabella recently spoke with HFM.
- Mirabella
- Compliance
- Brexit
ESG Examinations in Full Swing, and Most Advisers are Candidates
Following the SEC’s 2021 Examination Priorities, ESG examinations are in full swing, and most advisers are candidates. In this compliance alert, we outline what the regulator expects and what your next steps should be - whether you have ESG strategies or not.
- ESG
- SEC
- Compliance
Annual GIPS Compliance Notification Form Deadline is June 30, 2021
Organizations that claim compliance with the Global Investment Performance Standards (GIPS®) are required to notify CFA Institute of their claim of compliance by June 30, 2021.
- Performance
What Does Pride Mean to You?
ACA’s celebration of Pride Month is a part of its commitment to fostering diversity and inclusion in its workplace. Our LGBTQ+ and ally Employee Resource Group ACA ALLiance is hosting many activities during the month of June to help provide education and resources to employees. To kick off our celebration, we asked employees from across the firm, "What does Pride mean to you?" and have included their responses in this post.
- ACA News
ACA Group Boosts UK-based SEC Consulting Team
Martin Fawzy joins ACA’s dedicated team, offering SEC regulatory consulting for firms located outside of the U.S.
- Compliance
- SEC
- ACA News
Peer Analysis: Understanding Today’s Compliance Risks and Solutions
Find out what financial firms have identified as three of the knottiest issues facing compliance teams this year, the top five compliance areas that could benefit from better technology, and the biggest hurdles to compliance technology adoption in our latest peer analysis infographic.
- Compliance
- ComplianceAlpha
- Brexit
- Cybersecurity
- RegTech
- Managed Services