FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
White Paper: Does the Use of Alternative Data Require Alternative Compliance Measures?
This white paper will explore the many compliance concerns asset managers should keep in mind when obtaining and utilizing alternative data to ensure compliance with the SEC's compliance rule.
- Compliance
New PRI Framework Could Catch Signatories Off Guard
All PRI signatories must report on their responsible investing activities by April 29, 2021. On November 12, 2020, PRI released the newest version of the reporting framework, which is a major overhaul of the prior reporting framework.
- ESG
Key Trends and Forces Shaping Risk and Compliance Management in 2021: Report
ACA's Carlo di Florio discusses the financial industry trends and broader forces impacting risk and compliance management in 2021.
- Compliance
- RiskMutation
- RegTech
- Cybersecurity
ACA Launches Global ESG Advisory Practice to Support Clients
ESG industry veteran, Dan Mistler, hired as partner to head up ACA's new practice that provides firms with a dedicated governance, risk, and compliance advisory service to address their environmental, social and governance regulatory compliance, cyber and performance challenges
- ACA News
Mimecast E-Mail Security Service Hacked
Mimecast® e-mail security company has reported a breach that affects 10% of users in which hackers may be able to access company email and other data as well as infiltrate company networks. Learn how to protect yourself from this breach.
- Cybersecurity
FCA Market Watch 66 – Communications Recording Remains a Focus as Employees Continue to Work From Home
In its Market Watch 66, the FCA reminds firms around of their obligations to record telephone conversations and electronic communications - regardless of COVID-19 induced work environments. We examine considerations and requirements for firms.
- Compliance
- FCA