FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
PrintNightmare: Windows Zero-Day Vulnerability Detected
A Windows vulnerability was detected that can enable bad actors to potentially take control of an affected system. Find out how to protect your systems.
- Cybersecurity
A Guide to the Presentation of Performance Under the New Marketing Rule
In this guide we talk about changes and how firms can prepare to present performance in line with the new rule and actions they can take now in preparation for the final compliance date set for November 4, 2022.
- Performance
- SEC Marketing Rule
CFA Institute Releases ESG Disclosure Standards for Investment Products
Following the release of the CFA Institute's Exposure Draft of ESG Disclosure Standards for Investment Products, we outline what the standards include, the related timelines, and what these changes mean for firms.
- ESG
- Performance
- Compliance
- GIPS Standards
Brexit: EMIR Reporting - Getting the Right Repository
Brexit is another in a long line of moving goalposts that requires firms to revisit their EMIR reporting arrangements. Are you confident your reports are being submitted correctly? Download our guidance to learn more.
- Compliance
- Brexit
- Trade & Transaction
- FCA
EEA Firms in the TPR: Have you Received your Landing Slot to Apply for Full Authorisation in the UK?
Firms that signed up to the Brexit Temporary Permissions Regime (TPR) will shortly be sent a ‘landing slot' from the FCA to apply for full authorisation in the UK. Learn more about the process, and why this is not as straightforward as it seems.
- Brexit
- FCA
- Compliance
SEC Request for Information About SolarWinds Compromise
The SEC is conducting outreach to firms who may have been a victim of the SolarWinds breach with a voluntary request to produce information.
- Cybersecurity