FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
FCA Business Plan 2021/2: A New Era in Financial Services Regulation in the UK?
The FCA’s Business Plan for 2021/22 is now live, reflecting a major shift in policy objectives and a top to bottom review of the FCA’s own objectives and priorities. We outline the key changes and challenges identified, and what they mean for firms.
- Compliance
- ESG
- FCA
- Managed Services
- Brexit
- Mirabella
96% of Firms Unprepared for the FCA’s New Prudential Regime
With less than six months to go until UK investment firms are subjected to a completely new prudential regime, a recent survey reveals that the industry is vastly underprepared. The data shows that just 4% of respondents are ready and capitalised for the FCA’s new Investment Firm Prudential Regime (IFPR) coming into effect in January 2022. Learn more about what this means for firms.
- Compliance
- ACA News
Waters Rankings 2021 Name ACA Group's ComplianceAlpha® Best Anti-Money Laundering Compliance Solution Provider
Our ComplianceAlpha® platform has been named Best Anti-Money Laundering Compliance Solution Provider in the Waters Rankings 2021.
- RegTech
- ACA News
Ransomware 101 Part 1: A Growing Threat to Financial Services Firms
Ransomware is an evolving and serious problem, particularly for financial services firms. In the first of a three-part blog series, we answer the question, “Why is ransomware a threat to my business?"
- Cybersecurity
A Spotlight on the United Nations Climate Change conference, COP26
This year, heads of state, climate experts and campaigners will meet at the 26th United Nations Climate Change conference (COP26) to agree coordinated action to tackle climate change, but which developments are likely to be most important from the perspective of the financial services industry? And what does all this mean for firms in the future?
- ESG
- Compliance
Critical Security Flaw Discovered in Fortinet Security Products Require Upgrade
Remote attackers can exploit a flaw in Fortinet to gain unauthorized access to devices, and then exfiltrate data or perform other criminal activities from within the breached network.
- Cybersecurity