FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
The Credit Manager’s Path to Compliance with the 2020 GIPS Standards
New York State Insurance Fund released an RFP last week seeking managers for up to $1 billion to be distributed across high yield corporate bonds, bank loans, CLOs, or some combination of all three asset classes.
- Performance
The Real Estate Manager's Path to Compliance with the GIPS Standards
In the current real estate investment environment, many firms want to understand the core components of the GIPS standards before committing the resources needed to attain compliance. Firms that already claim compliance seek to mitigate the risk of becoming non-compliant. This paper provides useful information for both objectives.
- Performance
ACA Group and the Investment Adviser Association Announce Strategic Partnership
ACA Group (ACA), a leading provider of governance, risk, and compliance (GRC) advisory services and technology solutions, today announced that it has entered into a strategic partnership with the Investment Adviser Association (IAA), a leading organization dedicated to advancing the interests of investment advisers.
- Compliance
Microsoft® Reports “Zero-Day” Attacks Using Tainted Office® Files
Microsoft reports a previously unseen “zero-day” attack that uses Office files tainted with specially crafted Active X controls. Once opened, these controls create a vulnerability that enables perpetrators to perform remote code execution.
- Cybersecurity
ACA’s Inaugural Compliance Technology Benchmarking Survey is Now Open
This survey, sponsored by ACA’s Compliance Leaders Network (C-LEAD), will assess how compliance executives are using traditional and emerging compliance technology to better identify risk and create efficiencies within the compliance program. The results of this survey will provide participants with a deeper understanding of how their peers are maximizing the value of their technology spend.
- Compliance
FCA Provides AFMs Guidance and Warning on Authorised ESG and Sustainable Investment Funds
The FCA's recently issued a warning to AFMs firms to improve the quality and clarity of ESG/sustainable investment fund applications, providing guiding principles help funds comply with existing requirements. We outline what this means for firms.
- ESG
- Compliance