FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
NFA Announces Amendments to Interpretive Notice 9002 Regarding Branch Office Registration
On September 16, 2021, the National Futures Association (“NFA”) issued a Notice to Members I-21-28 regarding changes to the definition of a branch office under NFA Interpretive Notice 9002. The rule was a response from the NFA in the recent trend in hybrid work environments as more employees are working from their homes.
- Compliance
Hedge Fund Quarterly Update 2021 Q3
Learn more about recent regulatory developments industry insights in our Hedge Fund Quarterly Newsletter.
- Compliance
Private Markets Quarterly Update 2021 Q3
Learn more about recent regulatory developments industry insights in our Private Markets Quarterly Newsletter.
- Compliance
ACA Group Acquires Catelas to Create Industry-first 360 Surveillance Offering
The acquisition of Catelas further enhances the holistic surveillance capabilities of ACA’s RegTech platform. Catelas’ patented technology automates the mapping of how people connect and form groups within a firm, isolates collusion risk, and detects high-risk behaviors.
- ACA News
Apple® Issues Patch to Fix Spyware Vulnerability
A vulnerability has been discovered in Apple products that enables the installation of unauthorized software without the user's permission. The vulnerability is actively used to install Pegasus spyware on devices, allowing user activities to be surveilled by an external party.
- Cybersecurity
Challenges and Solutions for Hedge Fund Managers Considering the GIPS Standards
As more assets have been allocated to alternative investments, and as regulatory scrutiny has dramatically increased, hedge fund managers are increasingly embracing the GIPS standards.
- Performance