FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Talking to Your Family and Friends About Cybersecurity
The recent increase in high-profile cyber incidents have put millions of people around the world at risk for identity theft and other cyber-crimes. This blog post contains tips and information you can share with your family and friends about staying safe online.
- Cybersecurity
- Cybersecurity Resources
FINRA Reminds Firms of Supervisory Obligations Related to Outsourcing to Third-Party Vendors
FINRA recently issued a notice to members reminding them of their third-party vendor supervisory obligations. It provides guidance regarding conducting diligence, onboarding the vendor, and supervision of the vendor's activities.
- Compliance
Now Open: 2021 ACA Group and NSCP Cybersecurity Programs Survey
We're pleased to announce that we've again partnered with the National Society of Compliance Professionals (NSCP) to provide financial services firms with an opportunity to gain insight into cybersecurity compliance programs across the industry.
- Cybersecurity
Regulatory Changes Force Private Fund Managers to Re-Focus on IRRs or Face Fundraising Hurdles
In this blog we will try to address how fund managers can overcome this fundraising hurdle, and some key misconceptions.
- Performance
IFPR is Just 100 Days Away: Are You Ready?
There are just 100 days until the Investment Firm Prudential Regime #IFPR comes into force. Are you ready? We've created a checklist capturing 13 considerations for successful implementation of the required changes ahead of the 1 Jan 2022 deadline.
- Compliance
- Managed Services
Ransomware 101 Part 2: How to Prevent and Detect a Ransomware Attack
Our Ransomware 101 blog series addresses multiple aspects of the ransomware issue, including what you should know and what you should do to protect your firm, your clients, and your finances. In part one, we discussed the evolving and growing threat of ransomware. In this article (part two), we’ll provide a framework for what your organization can do to prevent and detect ransomware attacks.
- Cybersecurity
- Cybersecurity Resources